Al Forster, “My Architecture in Perspective Experience”

Dear ASAI Membership,

Al at U of H '62
Al Forster at University of Houston in 1962

My wife and I just returned home to The Sea Ranch from a 5200 mile driving trip over 8 states, the focus of which was the yearly ASAI/AIP Conference, this year AIP 32, held in Houston, Texas.  For those who couldn’t make it this year and didn’t hear my story, I attended the University of Houston, College of Architecture in 1961, smack dab in the middle of Hurricane Carla.  It was at the U of H that I started my long journey in design and presentation drawing and, as fate would have it, here I was returning there, now 56 years later and at the tail end of Hurricane Harvey, to humbly accept the Hugh Ferriss Memorial Prize just across town from where it all began for me.  It is the very best, professional honor an architectural illustrator can hope to be awarded.  I can only imagine myself there at school, the quiet but ambitious 17 year old with dreams of becoming an architect, utterly incapable of even hoping that such an honor could lay ahead for me.

I mentioned to the crowd in attendance the night of the award presentation that it was so very special to speak to a gathering of renderers because virtually everyone there would know the effort and the struggle it takes to complete one of these art pieces we create, day after day, year on end for a lifetime.  Unlike the fine artist, our art has a responsibility, first and foremost, to depict and display the built environment as a product for sale in the very best light while engaging the viewer to join in the experience and visit this creation we have staged and arranged just for them. Each effort needs to be a homerun.  Some of them are not.  And so we fall short and we learn to be better at our craft over time.  If we are successful in that effort then we hope that it results in more work, better projects, involvement with bigger and more experienced firms and some success and recognition by our architectural purveyors and our peers.  And with all of that comes responsibility, the kind that can weigh you down and break you or the kind that can make this skill we’ve learned the impetus for a lifetime’s dedication to being the very best we can be at what we do.

I have been so very fortunate to remain busy with wonderful clients and inspiring projects these last 5 decades.  I am proud and humbled now to be considered worthy of the Hugh Ferriss Memorial Prize and to be able to share the stage with a distinguished and legendary group of my contemporaries who have won the award in year’s past.  For me it is a culmination of a lifetime of hard work and dedication to my craft and it is truly an honor and a thrill to receive.  As a member of ASAP and ASAI for some 22 years I have been presented with a professional forum to exhibit and compare the results of those projects alongside the best of the best in architectural illustration.  It seems, therefor, that I have spent this lifetime of mine chasing the perfect rendering.  I think I’ve come close two or three times but never quite there.  So I must continue the chase and hope for success one day.  The Ferriss Prize has convinced me I am on the right path and worthy of the pursuit…..and just in the nick of time!

AIP 32 Hugh Ferriss Award Winner
Al Forster accepting the Architecture in Perspective 32 Hugh Ferriss Memorial Prize.

I salute this year’s class of fellow award winners and all the members at large.  It is an honor to be in the same company of people with such skill and talent.  I marvel at your work and seek it out as inspiration and example each time I begin a project.  I look through this year’s AIP 32 Catalogue and feel blessed to be included among such gifted and hard working illustrators. And from the bottom of my heart, I want to thank all the dedicated people in ASAI who do all the heavy lifting behind the scenes in the day to day running of our organization and, especially, in the effort to put on a Conference each year.  Thank you Tina and your dear daughter Grace, special thanks to Corey and the hardworking Tiltpixel folks, the judges, the sponsors, the venues, certainly Frank, Steve and Jon, all the volunteers and helpers who always seem to go unnamed and everyone else I missed who did all that it took to arrange and execute this wonderful event.  You have made this an unforgettable experience for me and for my wife, Gayle.  Thanks to all.

Finally, and not counting all the many dozens of illustrators who’s work has inspired me over my lifetime, I have dedicated this award to 5 people who got me to that podium;  Mr. Moore, my high school Mechanical Drawing teacher who’s class forever change the course of my life, my grandfather, Robert S. Anderson, who directed me towards architecture and gave me my first drafting tools, my dad, Al senior, who remains my true north, Doyle Jenkins, one of my U of H design and drawing instructors who sits on my shoulder each day of my life and does not allow me to settle for anything but my best effort and my dearest Gayle, without whom there would be no me!

Most Sincerely,  Al Forster, Architectural Illustrator

Architectural Illustrator
PO Box 326
The Sea Ranch, CA 95497

Hoover Ext. 1 Gavin Hoover Int. 2 Gavin


View the Architecture in Perspective 32 Selected Artists


Member, Jane Grealy, wins “Drawing from Nature” Category from ArchiGraphicArts 2016-2017

Standing on my toes at our back fence, I sometimes chat with my neighbour Maria. I love her garden, the chaos at the back, the organized garden beds, and the bright red geraniums that ring her clothesline. Maria and her husband came from Italy after the second world war and with many other European migrants, they settled in our inner city suburb New Farm (in Brisbane, Australia). Maria is over eighty now and finds the house and garden harder to maintain since her husband died a year ago. I have learned more about her since she has allowed me to sit and sketch. Everything in the garden from the shed to the climbing frames for the beans has been constructed by Maria and her husband. No material is wasted, everything is recycled, found and reused. When Maria dies, the garden, sheds, everything will be lost.

There is so much to draw, so much evidence of her and her husband’s life over the last sixty odd years.

Drawing makes me really look, allows me to think, and particularly when I am sketching in Maria’s garden, makes me realize how tenuous life and our surrounds can be.

Jane Grealy

Congratulations to long time member of ASAI, Jane Grealy of Australia, for winning the “Drawing from Nature” Category of the 2016-2017 ArchiGraphicArts competition. The international competition had 900 entries from 25 countries. Program partners of the competition include the Tchoban Foundation Museum for Architectural Drawing (Berlin), Moscow Union of Architects, Сhief Architect of Moscow Sergey Kuznetsov.

The jury was compiled from respected members of the architectural community.

  • SERGEI TCHOBAN – Chairman of the Jury – architect, founder of the Tchoban Foundation Museum for Architectural Drawing, chief of the architectural bureau SPEECH (Russia) and nps tchoban voss (Germany)
  • SERGEY KUZNETSOV – Moscow: Architecture and Water Nomination     Curator – the chief architect of Moscow MINORU NOMATA – artist (Japan, Tokyo) MAXIM ATAYANTS – architect, professor of the Academy of Arts (St. Peterburg), chief of the «Maxim Atayants’ architectural studio» (Russia)
  • SERGEY ESTRIN – architect, artist, chief of the «Sergey Estrin’s architectural studio» (Russia)
  • MIKHAIL PHILIPPOV – architect, artist, chief of the «Mikhail Philippov’s architectural studio» (Russia)
  • ANDREY CHERNIKHOV – architect, Andrey Chernikhov Architecture & Design Studio founder (Russia)
  • EUGENIA MURINETS – Head of the Architectural Board Direction of Moscow
Nataliya ( ASAI member and award winner) attended and accepted award on my behalf. Natalyia in photo in white. Curator Ekaterina Shalina ArchiGraphicArts Curator in red.

Are you a member of ASAI and want to share news about an award you’ve received? Send us the information!

Your copyrights are about to change {video}

This video was recorded by Will Terry with guest Brad Holland. The information below is information that Will has provided in the description of his podcast. Please watch the video to get a better understanding of what is at stake and then TAKE ACTION and send your letter. Read a previous Artist Alert here

Artists! There’s a good chance we’re going to lose the rights to our work unless we stop legislation that’s being proposed to congress. This has the potential to infect every country in the world. We need your help to stop this as soon as possible! Brad Holland is an expert in this new legislation and explains why artists worldwide will suffer if our current copyright law is replaced by the new proposals.

Submit your letter here!…

Sample letters from other artists:…

Illustrators’ Partnership Blog:

IPA Artists Alert

To sign-up for IPA Artists Alert…

Copyright Office page where comments must be submitted online:…

4 articles written about this:

Trojan Horse: Orphan Works and the War on Authors
by Brad Holland…

Orphan Works Legislation—A Bad Deal for Artists
by Bruce Lehman, Esq.…

Perfect and Strengthen Your Copyrights
by Cynthia Turner…

Artists’ Rights are Human Rights
By Chris Castle…

VIDEO: An Evening with Bruce Lehman
Webcast presentation from Society of Illustrators (SI)
New York – February 21, 2008
Sponsored by ASIP And SI
Q & A about illustrators’ reprographic rights and their right to remuneration.

Orphan Works Roundtable
Conducted by the Small Business Administration
Salmagundi Art Club, New York, NY
Initiated by the Illustrators’ Partnership of America, the Artists Rights Society and the Advertising Photographers of America, and conducted by Tom Sullivan, Director of the Office of Advocacy of the US Small Business Administration. This was the first effort to assess the economic impact of the Orphan Works Acts H.R. 5889 and S. 2913 on creators and small businesses. Seventeen distinguished panelists spoke, all freelance working artists and stakeholders who would be directly impacted by this proposed legislation. Six 3’x4’ exhibit panels demonstrated orphan work infringements.
Presenter Bio
Presenters submitted written statements to IPA after the meeting. We compiled these into notebooks and distributed 14 notebooks of SBA Orphan Works Roundtable statements to key members of the Senate and House Judiciary Committees.

Artists Alert: The Return of Orphan Works Part 2 – ARTISTS’ LETTERS

Two weeks ago, we warned that Congress is drafting a new US Copyright Act.

The new recommendations would resurrect the failed Orphan Works Act of 2008. But there are new proposals that go far beyond Orphan Works.

The Copyright Office says that these artists’ issues are also “ripe” for legislation: copyright small claims, resale royalties, and other forms of secondary licensing which most artists have never heard of.
Many of you have already written. We hope many more will do the same.

Therefore we’re asking all artists concerned with retaining the rights to their work to join us in writing.

The deadline is THURSDAY: July 23, 2015
American Artists can submit letters online to the Copyright Office HERE.

Non-U.S. artists can email their letters to the attention of:
     Catherine Rowland
Senior Advisor to the Register of Copyrights
U.S. Copyright Office

Read the Copyright Office Notice of Inquiry.
Read the 2015 Orphan Works and Mass Digitization Report.

Join us and send your letter TODAY!

Please write the Copyright Office

Because of our past opposition to orphan works legislation, the Copyright Office has issued a special Notice of Inquiry on Visual Works. In it, they acknowledge that visual artists face special problems in the marketplace and they’ve asked artists to respond to five questions:

  1. What are the most significant challenges related to monetizing and/or licensing photographs, graphic artworks, and/or illustrations?
  2. What are the most significant enforcement challenges for photographers, graphic artists, and/or illustrators?
  3. What are the most significant registration challenges for photographers, graphic artists, and/or illustrators?
  4. What are the most significant challenges or frustrations for those who wish to make legal use of photographs, graphic art works, and/or illustrations?
  5. What other issues or challenges should the Office be aware of regarding photographs, graphic artworks, and/or illustrations under the Copyright Act?

And we might suggest a 6th question of our own:
6. What are the most significant challenges artists would face if these new copyright proposals become law?

Since most artists have never written to lawmakers before, many of you have asked us for sample letters.

Eight artists have provided their letters to inspire you to write. The letters are poignant examples written respectfully by artists telling their own unique story about their experience and concerns:

Letter 1: Brad Holland’s, which is a very deep primer on these issues, and well worth reading, and adapting points as need be; he has written a legal article for the Columbia Law Journal, among other writings; “I’m writing to stress that for me, and for artists like me, copyright law is not an abstract legal issue. Our copyrights are our assets. Licensing them is how we make our livings.” Read more.

Letter 2: Ken Dubrowski, from the Boston area, who was one of the Founders of IPA; “As a freelance illustrator, I need to maintain revenue streams in order to make a living for my family. The resale of my past images is part of my day to day way of doing business.”  Read more.

Letter 3:  Keith Ferris, who is the founder of the Aviation Artists group; “My art is reasonably well known since it has served the advertising, editorial, public relations and historical documentation needs of the aerospace industry, publications, the military services and air and space museums for 68 years.” Read more.

Letter 4: “I am writing to you as an award winning professional illustrator of over 40 years whose work has appeared in many major publications, books and advertisements, both nationally and internationally.”
Read more.

Letter 5: “I have been a professional medical illustrator since 1975, and self-employed since 1981. During the course of my career, I have created thousands of illustrations…” Read more.

Letter 6: “Copyright is the basis of my income and ability to support my business. It is the only way I have to protect the accuracy and integrity of my work, and to negotiate an appropriate fee for re-licensing.” Read more.

Letter 7: “My specialty area is fetal development and women’s health illustration…The protection of these images is of utmost importance to my livelihood, and I have struggled to fight the rampant piracy of them, especially by political groups.” Read more.

Letter 8: Cynthia Turner, Co-President of ASIP, and deeply learned on copyright matters; her letter might also be adapted. “I am writing to ask that you create policy to protect visual authors and their exclusive rights, and support a sustainable environment for professional authorship. Read more.

Remember no one is asking you to write a legal brief. Copyright law is a business law, and the lawyers writing these laws know little or nothing about our business.

Let’s explain to them how the laws they’re writing will affect us.

– Brad Holland and Cynthia Turner for the Board of the Illustrators’ Partnership

Please post or forward this artist alert to any interested party

Click here

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Updates for visual artists on copyright reform and
2015 Orphan Works draft legislation


Convergence: 30th Anniversary Issue

Inside this issue of Convergence:

ASAI 30th Anniversary Conference, AIP 30 in Toronto

Last Year – Dallas Conference Notes

2015 President’s Letter

Anniversary Message from one of our co-founders

ASAI History at a Glance

People in Illustrations, Jen Mahoney

Vice President Greeting

Member at Large

AIA Convention


Artists Alert: From the Illustrators Partnership

The Return of Orphan Works
Part 1: “The Next Great Copyright Act”


For more than a year Congress has been holding hearings for the drafting of a brand new US Copyright Act. At its heart is the return of Orphan Works.

Twice, Orphan Works Acts have failed to pass Congress because of strong opposition from visual artists, spearheaded by the Illustrators Partnership.

Because of this, the Copyright Office has now issued a special call for letters regarding the role of visual art in the coming legislation.

Therefore we’re asking all artists concerned with

retaining the rights to their work to join us in writing.

When and Where
Deadline: July 23, 2015
You can submit letters online to the Copyright Office HERE.
Read the Copyright Office Notice of Inquiry.
Read the 2015 Orphan Works and Mass Digitization Report.

Join us and send your letter TODAY!

Here are the Basic Facts

“The Next Great Copyright Act” would replace all existing copyright law.

  • It would void our Constitutional right to the exclusive control of our work.
  • It would “privilege” the public’s right to use our work.
  • It would “pressure” you to register your work with commercial registries.
  • It would “orphan” unregistered work.
  • It would make orphaned work available for commercial infringement by “good faith” infringers.
  • It would allow others to alter your work and copyright these “derivative works” in their own names.
  • It would affect all visual art: drawings, paintings, sketches, photos, etc.; past, present and future; published and unpublished; domestic and foreign.


The demand for copyright “reform” has come from large Internet firms and the legal scholars allied with them. Their business models involve supplying the public with access to other people’s copyrighted work. Their problem has been how to do this legally and without paying artists.

The “reforms” they’ve proposed would allow them to stock their databases with our pictures. This would happen either by forcing us to hand over our images to them as registered works, or by harvesting unregistered works as orphans and copyrighting them in their own names as “derivative works.”

The Copyright Office acknowledges that this will cause special problems for visual artists but concludes that we should still be subject to orphan works law.

The “Next Great Copyright Act” would go further than previous Orphan Works Acts. The proposals under consideration include:

     1.) The Mass Digitization of our intellectual property by corporate interests.
     2.) Extended Collective Licensing, a form of socialized licensing that would replace  voluntary business agreements between artists and their clients.
     3.) A Copyright Small Claims Court to handle the flood of lawsuits expected to result  from orphan works infringements.

Join us and send your letter TODAY!

In your letter to the Copyright Office:

It’s important that lawmakers be told that our copyrights are our source of income because lobbyists and corporation lawyers have “testified” that once our work has been published it has virtually no further commercial value and should therefore be available for use by the public.

So when writing, please remember:

  • It’s important that you make your letter personal and truthful.
  • Keep it professional and respectful.
  • Explain that you’re an artist and have been one for x number of years.
  • Briefly list your educational background, publications, awards, etc.
  • Indicate the field(s) you work in.
  • Explain clearly and forcefully that for you, copyright law is not an abstract legal issue, but the basis on which your business rests.
  • Our copyrights are the products we license.
  • This means that infringing our work is like stealing our money.
  • It’s important to our businesses that we remain able to determine voluntarily how and by whom our work is used.
  • Stress that your work does NOT lose its value upon publication.
  • Instead everything you create becomes part of your business inventory.
  • In the digital era, inventory is more valuable to artists than ever before.

If you are NOT a professional artist:

  • Define your specific interest in copyright, and give a few relevant details.
  • You might want to stress that it’s important to you that you determine how and by whom your work is used.
  • You might wish to state that even if you’re a hobbyist, you would not welcome someone else monetizing your work for their own profit without your knowledge or consent.

1Receive Artist Alerts from Illustrators Partnerships

Updates for visual artists on copyright reform and 2015 Orphan Works draft legislation


Because this is a complicated issue, we’ll follow up next week with some expanded thoughts of our own. .

– Brad Holland and Cynthia Turner for the Board of the Illustrators Partnership

The Illustrators Partnership has filed multiple papers with the Copyright Office regarding this issue.

You can download them from the Copyright Office website:

Remedies for Small Copyright Claims
January 17, 2012

Orphan Works and Mass Digitization Initial Comments
February 3, 2013

Orphan Works and Mass Digitization
Reply Comments, March 6, 2013

Orphan Works and Mass Digitization
Additional Comments, May 21, 2014

Please post or forward this artists alert to any interested party.

CFE Deadline: Architecture in Perspective 30 CASH PRIZES AWARDED

AIP 30 -CFE Ad- 550x300
American Society of Architectural Illustrators celebrates 30 years of excellence in architectural illustration. To commemorate this special occasion cash prizes will be awarded for some of the top recipients selected for the AIP 30 exhibition. See the website for more details.
Deadline for entries:
Professional Competition: Monday, January 12, 2015 at 5pm EST
Student Competition: Monday, February 9, 2015 at 5pm EST

Sign up for the ASAI newsletter to stay updated with news and broadcasts:

An Architect Who Got Side-Tracked

ASAI’s co-founder, Steve Oles is the new avatar for SketchUp 2015.

From SketchUp:

Paul Stevenson (Steve) Oles, FAIA, is an architect and co-founder of the American Society of Architectural Illustrators. He is also the author of “Architectural Illustration: The Value Delineation Process” and a former winner of the Hugh Ferriss Memorial Prize. Steve takes pleasure in long walks, working out, designing all sorts of things, and riding the roads of New Mexico on his beloved ’08 Triumph Bonneville.

If you’ve ever used the assorted styles in the SketchUp’s Styles dialogue, take a look at the PSO styles — those were developed with Steve’s work as inspiration as well as his eye for detail. And if you’re using SketchUp 2015, take a closer look at the scale figure that loads in many of our default templates. It just happens to be our friend, Steve Oles.”


Understanding the Kirby Case: ASAI joins Amicus Brief for Kirby v. Marvel Comics, Disney

by Cynthia Turner and Dena Matthews

The ASAI has joined an amicus brief filed in support of famous comic book artist Jack Kirby. Kirby’s heirs have appealed to the Supreme Court to intervene and correct a lower court decision to deny Kirby his termination rights through the spreading use of a controversial test that was used to retroactively re-characterize his freelance relationship with Marvel Comics as a work-for-hire employee. The test redefines nearly any business transaction between an independent creator and a commissioning party as work-for-hire and divests all rights from the creator. The test is being applied regardless of the facts and law.

The Kirby Case is of national importance with constitutional dimensions. Powerful briefs have been filed with the Supreme Court warning about the fundamental destabilization of copyright law. The first reversions from the 1976 Copyright Act began in 2013, bringing the termination rights of many ASAI members to the forefront. As many famous works approach their statutory renewal periods, artists, writers and musicians and their heirs will find that their statutory termination rights to recapture their copyrights are not theirs to exercise. Congress’s twice expressed intent to allow creators to recapture their copyrights and share in their proven value will have been nullified.

The amici brief was filed by Bruce Lehman, Former Commissioner of U.S. Patents and Trademarks, Ralph Oman, Former Register of U.S. Copyrights, and the Artist Rights Society. An amicus brief is a “friend of the court” brief, filed by those who are not a party to the case, but have a strong mutual interest in the question of law and wish to advise the Court. ASAI, along with the other member organizations of the American Society of Illustrators Partnership (ASIP), and 221 notable cartoonists, several of whom have won the Pulitzer Prize, joined the brief.

©2014 Greg Preston from the book "The Artist Within"
©2014 Greg Preston from the book “The Artist Within”

About Jack Kirby

The New York Times, in a Sunday op-ed piece written more than a decade after his death, said of Kirby:Jack Kirby (née Jacob Kurtzberg, 1917) was a famous American comic book artist and is widely regarded to be one of the major innovators and most influential creators in the comic book medium. His characters and stories include among others: Captain America, The Fantastic Four, the original X-Men, the original Amazing Spider-Man, The Incredible Hulk, The Mighty Thor, Iron Man, Silver Surfer, Doctor Doom and Magneto.

“He created a new grammar of storytelling and a cinematic style of motion. Once-wooden characters cascaded from one frame to another—or even from page to page—threatening to fall right out of the book into the reader’s lap. The force of punches thrown was visibly and explosively evident. Even at rest, a Kirby character pulsed with tension and energy in a way that makes movie versions of the same characters seem static by comparison.”1

Comic book historians Mark Evanier and John Morrow write:

“Jack Kirby was unquestionably the dynamic creative force behind what are considered to this day to be Marvel’s most iconic superheroes. His work was instrumental in Marvel’s resurgence in the early 1960s … These works all contain the markings of his fertile creative mind and fascination with science, science fiction, astronomy, mythology and religion. Kirby created the iconic ‘look’ of these characters, which have largely remained unchanged to this day, and would often work on his own to both plot and draw the original storylines of these comics.”2

Jack Kirby died in 1994. His copyrights passed to his four children. In September 2009 the Kirby heirs exercised their legal statutory rights to recapture the assigned copyright interests of their father, and the Estate served 45 copyright-termination notices to Marvel, Walt Disney Pictures, 20th Century Fox, Universal Pictures, Paramount Pictures and Sony Pictures. Disney bought Marvel Comics that same year for $4 billion.

Termination Rights: A Benefit Congress Expressly Intended For Authors

Congress realized that many important writers, musicians and artists had signed away their copyrights for little or no money early in their careers. To protect these authors from permanent loss of an inequitable deal they entered into when they had little negotiating skill or leverage, Congress twice gave authors and their heirs an opportunity to share in the proven value of their works.

An artist can recapture a transferred copyright after one of two set periods of time. If an artist sold the copyright before 1978 they, or their heirs, can reclaim it after 56 years.3 If the artist sold the copyright during or after 1978, they, or their heirs, can reclaim it after 35 years.4 Jerry Siegel and Joe Schuster (creators of Superman for DC Comics), and the estates of Truman Capote, Norman Rockwell, and Lorenz Hart (of Broadway’s Rodgers and Hart) are examples of authors and estates that have exercised these valuable rights.

However, if a commissioned work is created under the statutory terms of work-for-hire as defined by the ruling copyright law during the time of creation, the copyright belongs to the commissioning party and that party is considered the “author.” The termination of copyright is complete. There is no recapture right.

Marvel and Disney Sue the Kirbys

In January 2010 Marvel and Disney struck back by suing the four Kirby descendants to invalidate their copyright termination notices. Marvel claimed the Kirby Estate was trying to rewrite history of Jack Kirby’s work-for-hire relationship with Marvel. However, Jack Kirby was not a Marvel employee.

Kirby was an independent contractor who worked in his own basement, on his own time and conditions, purchasing his own supplies, carrying his own expenses, under his own supervision and working at his own financial risk. He pitched his own ideas to Marvel and also pitched and sold his ideas to other publishers.

Furthermore, Kirby conveyed the copyrights to Marvel. This is precisely the circumstance that copyright termination is intended to address.

Yet, the Kirby Estate lost in lower court and lost on appeal.

Federal Judges Fundamentally Destabilizing Copyright Law

When reaching its decision, the Second Circuit ignored the conventional employer/employee relationship defined under the common law of agency, ignored Kirby’s authorial rights under the 1909 Act and the 1976 Act, ignored the teachings of the Supreme Court precedent of CCNV5 whereby the Court defined the seminal conditions necessary for work-for-hire regarding freelance authors, and nullified Congress’s clear objectives in enacting copyright termination provisions for authors.

Instead, the court relied on an erroneous, simplistic and controversial judicial test. Called the “instance and expense” test, it redefines nearly any business transaction between an independent creator and a commissioning party as work-for-hire. The court then ruled against the Kirbys in summary judgment, meaning the court denied any trying of the facts whereby the Kirbys could have proved the truth.

The Court of Appeals affirmed the lower court summary judgment, compounding the miscarriage of justice. The Kirbys now seek relief from the Supreme Court.

This kind of incoherent and inconsistent copyright ruling is not an aberration. Errant judicial extrapolations conceived years or decades later are constructed to infer an assumption between parties that contradicts their actual understanding at the time.

Last Friday, four amicus briefs were filed in support of the Kirby petition for certiorari, urging the Supreme Court to pick up the case. The California Society of Entertainment Lawyers note in their amicus brief that the ruling against Kirby’s copyrights is symptomatic of unprincipled modern copyright jurisprudence:

Despite the clear legal doctrines laid out by Congress and this [Supreme] Court pertaining to the adjudication of copyright claims, district and appellate courts frequently subvert those doctrines with contrary and outcome-oriented rulings, destabilizing the copyright ecosystem in the process. . . the court brushed aside contrary facts (including contractual language indicating that Marvel simply purchased the material in question and received copyright assignments) by acting as fact-finder instead of allowing the issue to be considered by a jury.”

Noting that this results-driven approach has become endemic in the court of appeals, they warn that the fundamental destabilization of copyright law has resulted in chilling and circumventing authors’ rights.

Retroactively Converts Authors’ Copyrights into Corporate Property

The Court of Appeals acknowledged that the Second Circuit’s “test” creates an “almost irrebuttable presumption” to retroactively re-characterize copyrightable work created by independent contractors as works made for hire. It acknowledged the fundamental gaps in the Second Circuit case law and it ignored the contrary facts and law proving Kirby’s independent contractor relationship with Marvel, and his copyright assignments to them. Yet, remarkably, the Court of Appeals upheld the decision to admittedly incorrect law, effectively gutting Kirby’s termination rights provided by the curative 1976 Copyright Act.

All of the amici call upon the Supreme Court to intervene to correct the federal circuits and uphold the statutory limitations on work-for-hire. The Screen Actors Guild, American Federation of Television and Radio Artists (AFTRA), Directors Guild of America, Inc., and Writers Guild of America, West, Inc. state in their brief:

As many famous works approach their statutory renewal periods, the creators and their heirs will find that the statutory renewal or termination rights are not theirs to exercise. Even if they can afford the cost of litigation, they may find it impossible to overcome the barriers erected by the lower courts . . .

By retroactively deeming commissioned works as ones “made for hire,” the Second Circuit has given the purchaser all of the copyright benefits of the employment relationship, without any of the associated burdens or obligations. The ‘expense’ prong of the test assumes that the acquiring party has borne the risk in a work’s ultimate success by paying value to acquire it and then to market and distribute it, thereby completely disregarding the risk borne by the freelance creator attendant a work’s creation in a relationship such as the one between Jack Kirby and Marvel.”

Judicial Economy has Been Prioritized over Constitutional Mandates

In fact, echoing many creators’ fears of the imposition of Copyright Small Claims Court scheme, The California Society of Entertainment Lawyers further state:

Copyright litigation often hinges upon close questions of fact, making summary judgment in its context traditionally frowned upon. Yet the vast majority of copyright claims filed against major studios or publishers are now dismissed in short order on summary judgment or earlier, depriving litigants of due process and their right to trial by jury. In short, judicial economy has been prioritized over constitutional mandates, and the route taken to accomplish this has resulted in a breakdown of coherent law.”

Those constitutional mandates are just what Bruce Lehman and Ralph Oman argue in the amicus brief signed by ASAI.

A Case of National Importance with Constitutional Dimensions

Bruce Lehman and Ralph Oman are uniquely positioned to advise the Court on the subversion of law that has denied Kirby his constitutionally mandated rights. Lehman and Oman write eloquently in support of the conditions faced by all freelance creators, and write authoritatively about the well-considered intent and objective of Congress in defining works-for-hire and the author’s right to terminate previous transfers of copyright ownership. They advise the Court that this case raises issues of national importance and implicates wide-ranging and recurring policy concerns of constitutional dimension.

Bruce Lehman was the Director of the U.S. Patent and Trademark Office from 1993 through 1998, and chief advisor to the President for intellectual property matters, including copyright. In that capacity he supervised and coordinated the provisions permitting authors to recapture the extended term copyrights they had transferred to others during the first 75 years of the term of copyright in works created by them, culminating in the passage of the Copyright Term Extension Act of 1998. In the decade prior Lehman served as Counsel to the Committee on the Judiciary of the U.S. House of Representatives and as principal legal counsel to the Committee on copyright matters. In that capacity, he advised the Committee during the process of consideration and final passage of the 1976 Copyright Act which extended the 56-year term of protection for works created under the 1909 Act for an additional 19 years, giving the authors of those works the right to recapture for the extended term their ownership of copyrights previously transferred to others.

Ralph Oman served as U.S. Register of Copyrights from 1985 to 1993. As Register, he filed with the Acting Solicitor General an amicus curiae brief with the Supreme Court in a case that dealt with the application of the work-for-hire doctrine, Community for Creative Non-Violence v. Reid. The Supreme Court’s opinion agreed with the amicus brief’s conclusions. Oman further served as Chief Counsel of the Subcommittee on Patents, Trademarks, and Copyrights of the U.S. Senate Committee on the Judiciary and as chief minority counsel of the Senate Subcommittee on Patents, Trademarks, and Copyrights during the final two years of Senate consideration of the landmark 1976 Copyright Act.

In their amicus brief Lehman and Oman note:

All of the amici represent self-employed, working freelance artists whose livelihood depends on the ability to retain and exercise effective control of their copyrights in an environment in which the clients served are more often than not publishers or institutional and corporate purchasers who regularly use their greater market power to provide the minimum compensation possible in return for transfer of the greatest possible copyright control in works commissioned by them. The ability to make effective use of the termination rights at issue in this case is essential if these artists are to retain meaningful benefit from the use of their copyrights, as Congress intended, in the face of the disproportionately greater negotiating power of their clients.”

Lehman and Oman note that Marvel’s relationship with Kirby is symptomatic of the predatory practices of publishers and the very imbalance Congress sought to remedy by the 1976 Act’s termination provisions. Indeed, as the success of his works grew, Kirby was subjected to several attempts at retroactive confiscation of his rights, even before the more recent miscarriage of justice in the courts.

Unethical and Illegal Confiscation

As was the custom of the time, publishers rarely had contracts with their freelance independent artists. It was understood that the copyrights to the work were purchased and assigned. This relationship governed the work at issue in this case, which was created 1958-1963. Later, pressure was brought to bear on Kirby to divest him of his rights as a condition of payment and continuing work.

A written “agreement” between Kirby and Marvel first appeared decades later in 1970, as a legend inserted by Marvel’s attorneys on the back of its checks. This tactic forced Kirby to simultaneously surrender “assignment of any rights to renewal copyright” when signing his name in order to be paid.

Later still, in 1978, when the 1976 Copyright Act went into effect, Marvel changed the legends on the back of the check to a “work-for-hire” acknowledgement. Again, Kirby and other Marvel artists were required to sign the back of the check in order to be paid.

Later again, in 1980, decades after the success of the key Kirby characters, Marvel’s new corporate parents attempted to again “clean up” Marvel’s claims to what had become comic book franchises. This marked a further attempt at a confiscation of rights, this time as a condition of the mere return of physical original artwork which it never owned. Sales of original comic art in the collector’s market began to fetch considerable sums and artists began demanding return of their original art from publishers. Publishers had to return the originals; they had only acquired reproduction rights. However, Marvel’s corporate parents conditioned the return of the artists’ own property upon signing releases now retroactively re-characterizing their artwork as work-for-hire. Kirby’s “release” was far more extensive than those required of the other artists, running more than four pages long. But, just as the other artists, Kirby was compelled to seek the return of his originals as a means of providing his family with some form of security.

As Lehman and Oman note,

Like most freelance commercial artists Jack Kirby had little choice if he wished to continue to sell his work to his biggest client. The working artists among the amici are intimately familiar with this kind of pressure. They face it each time they attempt to sell a work to a publisher with vastly greater market power than they possess.”

The Rule of Law

Lehman and Oman painstakingly set forth the governing law at each step in Kirby’s career and the ongoing term of his copyrights, making a powerful case to the Court:

  • The works in this case were created under the 1909 Copyright Act, between 1958-1963.
  • The legislative history of the 1909 Copyright Act clearly shows that the term “employer” meant traditional employment, as defined by common law.
  • The 1909 Copyright Act applied work-for-hire only to works made by employees in the regular course of their employment and not to commissioned works of freelancers.
  • The legislative history shows the 1909 Act drafters discussed and concluded that “the artist who is employed for the purpose of making a work of art so many hours a day” and “the independent artist” should have different rights.
  • Under the 1909 Act the copyright always vested in the author and the author impliedly agreed to convey the copyright to the commissioning party.
  • The 1976 Act provided termination rights to authors to recapture copyrights they had conveyed.
  • In 1989, the Supreme Court ruling in CCNV rejected the Second Circuit’s use of the “instance and expense” test to re-define an independent artist as an employee under the 1976 Act.
  • The Court also affirmed “employee” must be read under the common law for the universal and mandatory reason that any undefined terms in federal statutes must always be read in accordance with their common law definitions.
  • The Court also affirmed that copyright automatically vests in a commissioned author “rather than vesting automatically in the hiring party.”
  • If the Court found an adequate basis to interpret the word “employee” in the 1976 Act under the common law, then there seems no good reason why the use of the word “employer” in the 1909 Act should not be treated the same.

Climate of Hostility Towards True Authors

Lehman and Oman trace the development of the new 1976 Copyright Act, including compromises providing authors with new termination rights for copyrights they had conveyed and allowing publishers to now commission works-for-hire under limited circumstances.

They note that Irwin Karp, leading advocate for writers at the time, argued “publishers would use their superior bargaining position to force authors to sign work-for-hire agreements far beyond those limited circumstances if they wanted to get their work published.” Lehman and Oman write:

The amici represented in this brief can attest through personal experience that Mr. Karp’s concerns, articulated 51 years ago, remain as valid today as then. Not only because many of them created material before 1978, but because they cannot rely upon the legislative compromises that their representatives reached in Congress.”

Lehman and Oman trace the development of the ‘instance and expense’ test in 1966, and its acknowledged deviation from statutory law. Citing numerous cases, they note, “all courts of appeals which have addressed work for hire under the 1909 Act now follow the infirm ‘instance and expense’ test.” They emphasize that not one has even attempted to reconcile its holding with the statutory construction of the law and the 1989 Supreme Court ruling affirming that necessity:

The circuits’ total disregard for this Court’s holding and reasoning in CCNV is matched only by their lack of concern.”

They cite leading commenters, including leading copyright authority Nimmer, that the use of the “instance and expense” test to transform freelance material into work for hire is “wrong both on principle and under the rule of the early cases” and “untenable.” Lehman and Oman advise that the Kirby case presents compelling grounds for the Supreme Court to intervene:

Amici strongly urge this Court to review this important case. The ‘instance and expense’ test for retroactively characterizing independent work as employment ‘for hire’ establishes a game of ‘gotcha’ designed to block freelance artists from exercising their rights under the Copyright Act. If the court of appeals unsupportable decision is allowed to stand, Congress’s twice expressed intent to give authors and their families the benefit of its copyright term extensions will be nullified.”

The California Society of Entertainment Lawyers concur in their advice to the Supreme Court noting:

The current climate of hostility towards true authors and copyright plaintiffs can only be tempered by bringing the legal standards that govern the litigation of their claims back towards a sensible equilibrium.”

Marc Toberoff, Counsel of Record for the Kirby heirs, writes in the Petition for Writ of Certiorari to the U.S. Supreme Court:

Kirby, the creative genius who redefined an industry from a small drafting board in his basement, without financial security or any participation in the success of his creations, epitomizes the very author/publisher imbalance Congress sought to remedy in enacting the termination provisions.”

The first reversions from the 1976 Copyright Act began in 2013, bringing the termination rights of many ASAI members to the forefront. We sincerely hope that the Supreme Court will take up this case to uphold the rule of law and authors’ termination rights, and again “affirm that courts are not at liberty to jettison Congress’s judgment”6 on copyright.

The ASAI wishes to express deep appreciation to Bruce Lehman, Ralph Oman, and to the Artists Rights Society for its continued alliance and support of ASIP and illustrators’ rights.


Cynthia Turner is Co-Chair, American Society of Illustrators Partnership (ASIP)
Dena Matthews serves on the ASIP Board of Directors as the AMI Representative


  1. Staples, Brent “Editorial Observer: Jack Kirby, a Comic Book Genius, Is Finally Remembered”, The New York Times, August 26, 2007.
  2. Brief of Amici Curiae, Mark Evanier, John Morrow and Pen Center USA in Support of Petitioners In the Supreme Court of the United States, Lisa R. Kirby, Neal L. Kirby, Susan N. Kirby, Barbara J. Kirby v. Marvel Characters, Incorporated, Marvel Characters Worldwide, Incorporated, MVL Rights, LLC, Walt Disney Company, Marvel Entertainment, Incorporated.
  3. USC 17, § 304. Duration of copyright: Subsisting copyrights (Enacted under The Copyright Act of 1909).
  4. USC 17, § 203. (a)(3) (2009). Termination of transfers and licenses granted by the author. (Enacted under The Copyright Act of 1976. The changes of The Copyright Act of 1976 went into effect January 1, 1978).
  5. Community for Creative Non-Violence v. Reid, 490 U.S. 730 (1989), was a United States Supreme Court case ruling in favor of an independent creator’s ownership of copyright after a retroactive claim of a work-for-hire relationship by the commissioning party.
  6. Chief Justice Ginsburg writing this year that “courts are not at liberty to jettison Congress’ judgment” on such matters, regarding the statute of limitations in copyright infringement, Petrella v. MGM, 188 L. Ed. 2d 979, 986 (2014).

Amicus Curiae Briefs

  1. Bruce Lehman, Former Asst Secretary of Commerce and Director of The U.S. Patent and Trademark Office; Ralph Oman, Former U.S. Register of Copyrights; The Artists Rights Society, The International Intellectual Property Institute, and Various Professional Associations, Illustrators and Cartoonists In Support of Petitioners
  2. Steven T. Lowe, California Society of Entertainment Lawyers
  3. Mark Evanier, John Morrow and PEN Center USA
  4. Screen Actors Guild-American Federation of Television and Radio Artists, Directors Guild of America, Inc., and Writers Guild of America, West, Inc. as Amici Curiae In Support of Petitioners